Chest
Volume 116, Supplement 3, December 1999, Pages 474S-476S
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Evidence-Based Preoperative Evaluation of Candidates for Thoracotomy

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  • 1.

    All patients considered for thoracotomy should havepreoperative spirometry.

  • 2.

    Patients meeting the criteriaoutlined below should also have quantitative radionuclide perfusionscanning.

  • 3.

    Patients felt to be at high risk on thebasis of predicted postoperative FEV1 should be consideredfor exercise assessment.

  • 4.

    If exercise assessment isperformed, an M

    O2 of < 10–15 mL/kg/min or apredicted postoperative M
    O2 < 10 mL/kg/minidentifies a patient at very high risk for complications andmortality.

  • 5.

    Limited available data support the use ofpreoperative risk indices to identify patients at high risk (See Table 4).

    Table 4. Studies with “Risk Indices”

    Author (ref)Patients, No.Index usedConclusions
    Epstein1742CPRI: Pulmonary Index plus Goldman CRICPRI > 4: 22× rate of complications
    Prause22845Goldman CRI, ASA classASA > III: high risk, CRI not additive information
  • 6.

    Lung volume reduction surgery may provide newapproaches in selected patients with significant obstructive lungdisease and concomitant lungcancer.

Section snippets

What Predicts Short-Term Risk?

There is agreement in the literature that, in the absence of significant nonpulmonary comorbid conditions, certain characteristics identify populations of patients who are at low risk or high risk for morbidity, mortality, and long-term disability after pulmonary parenchymal resection.

Factors That Identify “Low Risk” Patients:

• FEV1 > 2 L

• MVV > 50% predicted

• Predicted postoperative FEV1 > 0.8 L and 40% predicted

• absence of cardiac disease

Proposed Factors That Identify “High Risk” Patients

pco2 > 45

po2 < 50

• Predicted Postoperative FEV1 < 0.7 L and/or 40% predicted

• Age > 70

• Poor exercise performance

Predicting Postoperative Pulmonary Function

A number of tests have been used over the years predict postoperative pulmonary function. For most patients, a simple calculation based on the preoperative FEV1 and the amount of parenchymal resection contemplated (assuming 5.2% per segment) provide a reasonable estimate of postoperative function and tend to underestimate, rather than overestimate, postoperative function.

Certain patients require additional testing to accurately predict postoperative function. These tests include

Indications for Quantitative Radionuclide Scanning

• Significant obstructive lung disease (FEV1 < 60% predicted)

• Known or suspected endobronchial obstruction

• Significant hilar disease (mass/adenopathy)

• Significant pleural disease

• Selected patients who have had prior resections

Evidence Supporting the Ability to Identify High Risk Patients

Evidence about several factors that identify patients at high risk for complications from thoracotomy, outlined above, is controversial. Age is not clearly an independent risk factor for complications, although it may interact with other risk factors.8, 9 There is little convincing modern evidence supporting the contention that hypercarbia alone is a risk factor for complications. Its use in the preoperative evaluation is based on experience of > 45 years ago in the evaluation of patients being

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